Safety Formulas

INTRODUCTION

Purpose

The purpose of this element is to provide a practical and uniform method for recording & measuring incidents and employee injuries occurring on the job. Incident and injury rates will be compiled in accordance with the American National Standards Institute (ANSI) Z16.4 code. This information will be used to evaluate:

  • The seriousness of the employees’ injury trends.
  • Relative need for activities designed to promote safe work practices and procedures.
  • Effectiveness of activities designed to promote safety activities.
  • Progress being made in improving the injury experience for employees in their work environment, and
  • Basis for general analysis of injury categories to assist in prioritizing injury prevention efforts.

INCIDENT RATE(S)

Incident rates, of various types, are used throughout industry. Rates are indications only of past performance (lagging indicators) and are not indications of what will happen in the future performance of the company (leading indicators). Incident rates have been standardized, so that OSHA and other regulatory agencies can compare statistically significant data, and determine where industries may need additional program assistance. OSHA uses the recordable incident rates to determine where different classifications of companies (manufacturing, food processing, textiles, machine shops, etc.) compare to each other with regard to past safety performance. Although OSHA could potentially use this data for enforcement action, unless incident rates are consistently high for a small company over a number of years, they will not normally target particular industries or companies for enforcement action.

OSHA has established specific mathematical calculations that enable any company to report their recordable incident rates, lost time rates, and severity rates, so that they are comparable across any industry or group. The standard base rate for the calculations is based on a rate of 200,000 labor hours. This number (200,000) equates to 100 employees, who work 40 hours per week, and who work 50 weeks per year. Using this standardized base rate, any company can calculate their rate(s) and get a percentage per 100 employees.

OSHA RECORDABLE INCIDENT RATE – a mathematical calculation that describes the number of employees per 100 full-time employees that have been involved in a recordable injury or illness.

TOTAL INCIDENT RATE – a mathematical calculation that describes the number of recordable incident per 100 full-time employees in any given time frame.

LOST TIME CASE RATE – a mathematical calculation that describes the number of lost time cases per 100 full-time employees in any given time frame.

LOST WORKDAY RATE – a mathematical calculation that describes the number of lost workdays per 100 full-time employees in any given time frame.

SEVERITY RATE – a mathematical calculation that describes the number of lost days experienced as compared to the number of incidents experienced.

DART RATE – a mathematical calculation that describes the number of recordable incidents per 100 full time employees that resulted in lost or restricted days or job transfer due to work related injuries or illnesses.

Reports on File

On the following page are lists of some of the safety-related reports that are kept on file. Some are maintained in the Safety and Health file system and others with other parties.

The appropriate personnel and regulatory agencies must be able to access them.

  • First Aid Records (at the first aid locations)
  • Inspection Reports
  • Incident Investigation Reports
  • Hazardous Substance Inventory
  • Job Hazard Analysis Inventory
  • Material Safety Data Sheet (at the specific locations)
  • Joint Safety Committee Minutes
  • Log Books on Equipment (Maintenance shop/with the equipment)
  • Maintenance records (Maintenance Shop)
  • Training records
  • Audio metric records
  • Inspection reports
  • Frequency and severity rating.

Calculations:

OSHA Recordable Incident Rate (IR)

The OSHA Recordable Incident Rate (or Incident Rate) is calculated by multiplying the number of recordable cases by 200,000, and then dividing that number by the number of labor hours at the company.

Number of OSHA Recordable Cases X 200,000
        IR = ———————————————————–
Number of Employee labor hours worked

Lost Time Case Rate (LTC)

The Lost Time Case Rate is a similar calculation, only it uses the number of cases that contained lost work days. The calculation is made by multiplying the number of incidents that were lost time cases by 200,000 and then dividing that by the employee labor hours at the company.

Number of Lost Time Cases x 200,000
        LTC Rate = —————————————————–
Number of Employee Labor Hours Worked

DART Rate (Days Away/Restricted or Job Transfer Rate)

The DART rate is relatively new to industry. This rate is calculated by adding up the number of incidents that had one or more Lost Days, one or more Restricted Days or that resulted in an employee transferring to a different job within the company, and multiplying that number by 200,000, then dividing that number by the number of employee labor hours at the company.

Total Number of DART incidents x 200,000
DART Rate = —————————————————–
Number of Employee Labor Hours Worked

Severity Rate (SR)

The severity rate is a calculation that gives a company an average of the number of lost days per recordable incident. Please note, that very few companies use the severity rate as a calculation, as it only provides an average. The calculation is made by dividing the total number of lost workdays by the total number of recordable incidents.
Total number lost workdays
SR =   ———————————————
Total number of recordable incidents

The records and statistics covers the recording and treatment of data necessary for the computation of incident and injury rates of employees, and forms a general basis for analysis of the reported incident and injuries. This information will then be utilized to examine the safety and health program, which may assist in the identification of trends and what measures should be undertaken to improve incident prevention.

SAMPLE DATA

Number of Employees:                                                  47

(all hourly and salaried personnel)

Number of hours per week:         111,935 (50 hours/week)

Number of lost time injuries:                                         5

(employee unable to work on next scheduled workday) 

Number of days lost:                                                     81

(scheduled workdays – not counting day of injury)

Number of licensed units:                                            36

(spares, autos, pick-ups and revenue producing)

Number of Vehicle Accidents:                                       25

(any claim or damage involving a licensed unit)

Number of OSHA Recordable Cases:                            18

(total cases on OSHA log)

Number of light duty days                                             10

A.  Lost-Time Injury Frequency Rate  

                       No of Lost-Time Injuries x 200,000 

      Formula: ————————————————                                                                                               

Total Hours Worked

                                5 x 200,000

     Sample Data: ————————                                                                        111,935

      Frequency Rate:     8.93

Based on 5 lost-time injuries for 111,935 hours of exposure, this company would experience 8.93 lost-time injuries by the time they reached 200,000 hours. Note: 200,000 hours represents the equivalent of 100 employees working 1 full year.

B.  Lost-Time Injury Severity Rate                           

                        No of Work Days Lost x 200,000 

       Formula: ——————————————–
Total Hours Worked 

                                    18 x 200,000

      Sample Data: ————————-
111,935

       Severity Rate:           32.16

Based on 81 lost workdays for 111,935 hours of exposure, this company would experience 145 days lost by the time they reached 200,000 hours.

C. OSHA Recordable Frequency rate:

                         No of recordable injuries/illness x 200,000

        Formula: ———————————————————
Total Hours Worked 

                                     81 x 200,000 

       Sample Data:  ————————
111,935

       Frequency Rate:   144.73

Based on 91 lost and light duty workdays for 111,935 hours of exposure, this district would experience 162.59 lost and light duty workdays by the time they reached 200,000 hours.

D.  OSHA Recordable Severity Rate                     

                          ( No of work days lost + light duty days lost) x 200,000

         Formula: ————————————————————————-

Total Hours Worked

                                   (81 + 10) x 200,000

         Sample Data: —————————– 

                                         111,935

        Frequency Rate:     162,59

Based on 18 OSHA recordable cases for 111,935 hours of exposure, this company would experience 32.16 OSHA recordable injuries/illnesses by the time they reached 200,000 hours.

METHODS

The method of calculating FR and SR varies from country to country.  Further, in all those calculations, minor injuries or first-aid incidents involving few human-hours lost are not considered. The objective of this paper is to devise a formula which can be applied universally, taking into account all the human-hours lost and to benchmark it within industrial sectors or on a national level. Further, to benchmark occupational safety and health management between workplaces and even among countries, a universal safety performance factor (SPF) or indicator is required.

Singapore

Singapore’s Ministry of Manpower defines FR as the number of accidents / one million human-hours worked (i.e., FR = number of industrial accidents reported per number of human-hours worked) × 1 000000). SR is the number of industrial human-days lost per one million human-hours worked (i.e., SR = number of reported human-days lost × 1000000/number of human-hours worked).

USA

The U.S. Occupational Safety and Health Administration defines incidence rate as the number of injuries/illnesses × 200000/employee-hours worked, where 200000 represents the equivalent of 100 employees working for 40 hrs per week, 50 weeks per year. SR is the total number of lost workdays per year × 200000 work hrs/number of workers in a job (or a department) × 2000 hrs. Incidence rate is usually expressed as the number of cases per 100 workers per year.

Korea

The Korea Occupational Safety and Health Agency defines accident rate as the number of workers covered by the industrial accident compensation insurance act × 100, fatality rate as the number of workers covered by the industrial accident compensation insurance act × 10000, morbidity rate as the number of workers covered by the industrial accident compensation insurance act × 1000 and SR as (work days lost/annual hours worked) × 1000.

Japan

The Japan Industrial Safety and Health Administration [6] defines an occupational accident as death, injury or disease suffered by a worker due to causes attributable to buildings, equipment, raw materials, gases, vapors, dust and other phenomenon related to work or as a result of a worker’s conduct while he/she is at work. Accidents while commuting to and from work are not included. Further, the Administration defines a serious accident as an accident that results in three or more deaths or injuries. Annual accident rate per 1000 workers is defined as the total number of casualties in one year × 1000/average number of workers in one year. Accident frequency rate is defined as the number of deaths and injuries in occupational accidents × 1000000/aggregate number of human-hours, and accident severity as the number of workdays lost rate × 1000000/aggregate number of human-hours. Further, the number of workdays lost is computed based on 300 work days per year.

UK

The UK’s Health and Safety Executive defines lost time accidents as those that result in more than one day of lost time and FR is based on a 12-month rolling period and is calculated per 100 000 hrs worked.

SPF

After analyzing the traditional method of calculating FR and SR, a new definition for SPF is devised:

total man-hours lost

            SPF = —————————————

                      total number of incidents lost

Calculating SPF—lost time per number of incidents—is a reliable and simple tool, which clearly spells out the company’s safety culture and performance. This formula is easy to calculate and does not depend on the number of employees. However, reporting accidents has to continue. The SPR is only a guide to computing a company’s safety performance and to bench marking it against any industrial sectors or national or international organizations.

Click the below link to download the safety index calculations

safety-index-calculation-work-sheet

Process Safety

3 Parts to Process Safety

Process Safety Management (PSM) meet the requirements of OSHA Standard Process Safety Management of Highly Hazardous Substances.

Process Safety Information is the technical information on the process and equipment in the system. This information allows for accurate analysis.

Process Hazard Analysis and maintaining information on the system for operator training and reference.

PSM Elements:

The PSM Standard contains14 Elements that must be addressed in this program.

1. Employee Participation .

2. Process Safety Information (PSI).

3. Process Hazard Analysis (PHA).

4. Operating Procedures.

5. Training .

6. Contractor Safety.

7. Pre-Startup Safety Review.

8. Mechanical Integrity.

9. Hot Work Program .

10. Management of Change (MOC) .

11. Incident Investigation

12. Emergency Planning and Response

13. Compliance Audits

14. Trade Secrets

Section 1: Employee Participation

Requirements: The standard requires employers to:

• Develop a Plan of Action for implementation of Employee Involvement

• Consult with employees on the conduct of the development of PSM Elements

• Provide access to PSM information

Section 2: Process Safety Information (PSI)

Requirements: the OSHA standard requires compiling of technical information on the process and equipment in the (Type in the PROCESS COVERED IN THIS PROGRAM) system. This requirement is to allow for PHA and maintaining information on the system for Operator training and reference.

Specifically:

• Hazards of (type in the Chemical covered in this program) pertaining to the technology of the (Type in the PROCESS COVERED IN THIS PROGRAM) system

•  Information pertaining to the equipment in the process

• Documentation that equipment complies with recognized and generally accepted good engineering practices.

Section 3: Process Hazard Analysis:

Requirements: An initial process hazard analysis must be conducted by a team with expertise in engineering and process operations, including at least one employee who has experience and knowledge on the (Type in the PROCESS COVERED IN THIS PROGRAM) system. Completion date for PHA was May 26, 1997.

After Initial PHA:

• Establish a system to promptly address the team’s findings and recommendations .

• Assure that the recommendations are resolved in a timely manner .

• Document resolutions.

• Document what actions are to be taken .

• Complete actions as soon as possible.

• Develop a written schedule of when these actions are to be completed; Communicate the actions to operating, maintenance PHA review is required at least every five (5) to updated and revalidate by a qualified to assure that the process hazard analysis is consistent with the current process.

PHA must address: The hazards of the process;Identify previous incident which had a likely potential for catastrophic consequences in the workplace.

• Engineering and administrative controls.

• Detection methods for providing early warning of releases.

• Consequences of failure of engineering and administrative controls.

• Facility site.

• Human factors.

• Qualitative evaluation of a range of the possible safety and health effects of failure of controls on employees

Section 4: Operating Procedures:

Requirements: Develop and implement written operating procedures that provide clear instructions for safely conducting operations and maintenance. Operating procedures shall be readily accessible to employees. The operating procedures shall be reviewed as often as necessary to assure that they reflect current operating practice. The employer shall certify annually that these operating procedures are current and accurate.Develop and implement safe work practices to provide for the control of hazards during operations such as lockout/tagout; confined space entry; opening process equipment or piping; and control over entrance into a facility by maintenance, contractor, laboratory, or other support personnel. These safe work practices shall apply to employees and contractor employees.

Procedures shall include:

• Initial startup

• Normal, temporary and emergency operations

• Normal shutdown

• Startup following a turnaround or after an emergency shutdown

• Operating limits

• Consequences of deviation & Steps required to correct or avoid deviation.

• Safety and health considerations:

• Precautions necessary to prevent exposure, including engineering controls

• Administrative controls, and personal protective equipment

• Control measures to be taken if physical contact or airborne exposure occurs

• Quality control for raw materials and control of hazardous chemical inventory levels

• Safety systems and their functions.

Section 5: Training

Initial training: Each operator must be trained in an overview of the process and in the operating procedures. The training shall include emphasis on the specific safety and health hazards, emergency operations including shutdown, and safe work practices applicable to the employee’s job tasks. For those employees already involved in operating a process on May 26, 1992, an employer may certify in writing that the employee has the required knowledge, skills, and abilities to safely carry out the duties and responsibilities as specified in the operating procedures.

Refresher training shall be provided at least every three years, and more often if necessary, to each employee involved in operating a process to assure that the employee understands and adheres to the current operating procedures of the process. The employer, in consultation with the employees involved in operating the process, shall determine the appropriate frequency of refresher training.

Training documentation. The employer shall ascertain that each employee involved in operating a process has received and understood the training required by this paragraph. The employer shall prepare a record that contains the identity of the employee, the date of training, and the means used to verify that the employee understood the training.

Section 6: Contractors

Requirements

• Obtain and evaluate information regarding the contract employer’s safety performance and programs.

• contract employers of the known potential fire, explosion, or toxic release hazards related to the contractor’s work and the process to contract employers the applicable provisions of the emergency action plan.

• Develop and implement safe work practices to control the entrance, presence and exit of contract personnel.

• evaluate the performance of contract employers in fulfilling their obligations.

• a contract employee injury and illness log related to the contractor’s work in process areas

Section 7: Pre-Startup Safety Review

Requirements: Perform a pre-startup safety review for new facilities and for modified facilities when the modification is significant enough to require a change in the process safety information. The purpose of the Pre-Startup Review is to confirm that, prior to the introduction of highly hazardous chemicals to a process:

• Construction and equipment is in accordance with design specifications;

• Safety, operating, maintenance, and emergency procedures are in place and are adequate

• Modified facilities meet the requirements contained in Management of Change

• Training of each employee involved in operating a process has been completed.

Section 8: Mechanical Integrity

Requirements: Establish and implement written procedures to maintain the on-going integrity of (Type in the PROCESS COVERED IN THIS PROGRAM) equipment.

This includes: Test & Inspections (T&Is) on equipment following recognized and generally accepted good engineering practices, manufacturers recommendations and operating experience for the conduct and frequency.

Documentation of T&Is, identifying:

• date

• name of the person performing T&I

• serial number or other identifier of the

• description of the inspection or test performed

• results

Equipment deficiencies. Correct deficiencies in equipment that are outside acceptable limits before further use or in a safe and timely manner when necessary means are taken to assure safe operation.

New Equipment. Assure that equipment as it is fabricated is suitable for the process application for which they will be used. Additionally, conduct appropriate checks and inspections to assure that equipment is installed properly and consistent with design specifications and the manufacturer’s instructions.

Material Control. Assure that maintenance materials, spare parts and equipment are suitable for the process application for which they will be used.

Section 9: Hot Work

Requirements: The employer shall issue a hot work permit for hot work operations conducted on or near a covered process. The permit shall document that the fire prevention and protection requirements in 29 CFR 1910.252(a) have been implemented prior to beginning the hot work operations; it shall indicate the date(s) authorized for hot work; and identify the object on which hot work is to be performed. The permit shall be kept on file until completion of the hot work operations.

Section 10: Management of Change (MOC)

Requirements: Establish and implement written procedures to manage changes (except for “replacements in kind”) to process chemicals, technology, equipment, and procedures; and, changes to facilities that affect a covered process.Prior to the change, address the following considerations:

• The technical basis for the proposed change;

• Impact of change on safety and health;

• Modifications to operating procedures;

• Necessary time period for the change; and,

• Authorization requirements for the proposed change.Train affected employees and contract employees in the change prior to start-up of the process or affected part of the process.Up-date PSI, PHA and Operating Procedures

Section 11: Incident Investigation

Requirements:

Investigate each incident that resulted in, or could reasonably have resulted in a catastrophic release of highly hazardous chemical in the workplace. An incident investigation shall be initiated as promptly as possible, but not later than 48 hours following the incident.

Establish an incident investigation team which consists of at least one person knowledgeable in the process involved, including a contract employee if the incident involved work of the contractor, and other persons with appropriate knowledge and experience to thoroughly investigate and analyze the incident.

Incident Reports: A report shall be prepared at the conclusion of the investigation that includes at a minimum:

• Date of incident

• Date investigation began

• Description of the incident

• Factors that contributed to the incident

• Recommendations resulting from the investigation.

Corrective Actions: Establish a system to promptly address and resolve the incident report findings and recommendations. Resolutions and corrective actions shall be documented.

Report Review: The report shall be reviewed with all affected personnel whose job tasks are relevant to the incident findings including contract employees where applicable. Incident investigation reports shall be retained for five years

Section 12: Emergency Planning & Response

Requirements:

Establish and implement an emergency action plan for the entire plant in accordance with the provisions of 29 CFR 1910.38(a). and 29 CFR 1910.120(a), (p) and (q). In addition, the emergency action plan shall include procedures for handling small releases.

Section 13: Compliance Audits

Requirements: Certify compliance with the provisions of the PSM Standard at least every three years to verify that the procedures and practices developed under the standard are adequate and are being followed.

• The compliance audit shall be conducted by at least one person knowledgeable in the process.

• A report of the findings of the audit shall be developed.

• Promptly determine and document an appropriate response to each of the findings of the compliance audit, and document that deficiencies have been corrected.

• Retain the two (2) most recent compliance audit reports.

Section 14: Trade Secrets

Requirements: Make all information necessary to comply with the section available to those persons responsible for compiling the process safety information, those assisting in the development of the process hazard analysis, those responsible for developing the operating procedures, and those involved in incident investigations, emergency planning and response and compliance audits without regard to possible trade secret status of such information. There is no restriction in the OSHA Standard 1910.119 which prevents the company from requiring any persons to whom the information is made available to enter into confidentiality agreements not to disclose the information. Rules and procedures set forth in OSHA Standard 1910.1200, employees and their designated representatives shall have access to trade secret information contained within the process hazard analysis and other documents required to be developed by this standard.

PSM Elements:

Specified minimum elements that the OSHA standard requires employers to do:

1. Develop and maintain written safety information identifying workplace chemical and process hazards, equipment used in the processes, and technology used in the processes;

2. Perform a workplace hazard assessment, including, as appropriate, identification of potential sources of accidental releases, identification of any previous release within the facility that had a potential for catastrophic consequences in the workplace, estimation of workplace effects of a range of releases, and estimation of the health and safety effects of such a range on employees;

3. Consult with employees and their representatives on the development and conduct of hazard assessments and the development of chemical accident prevention plans and provide access to these and other records required under the standard;

4. Establish a system to respond to the workplace hazard assessment findings, which shall address prevention, mitigation, and emergency responses;

5. Review periodically the workplace hazard assessment and response system;

6. Develop and implement written operating procedures for the chemical processes, including procedures for each operating phase, operating limitations, and safety and health considerations;

7. Provide written safety and operating information for employees and employee training in operating procedures, by emphasizing hazards and safe practices that must be developed and made available; 8. Ensure contractors and contract employees are provided with appropriate information and training;

9. Train and educate employees and contractors in emergency response procedures in a manner as comprehensive and effective as that required by the regulation promulgated pursuant to section 126(d) of the Superfund Amendments and Reauthorization Act;

10. Establish a quality assurance program to ensure that initial process-related equipment, maintenance materials, and spare parts are fabricated and installed consistent with design specifications;

11. Establish maintenance systems for critical process-related equipment, including written procedures, employee training, appropriate inspections, and testing of such equipment to ensure ongoing mechanical integrity;

12. Conduct pre-startup safety reviews of all newly installed or modified equipment;

13. Establish and implement written procedures managing change to process chemicals, technology, equipment and facilities, and

14. Investigate every incident that results in or could have resulted in a major accident in the workplace, with any findings to be reviewed by operating personnel and modifications made, if appropriate.

PROCESS SAFETY INFORMATION:

Employers must complete a compilation of written process safety information before conducting any process hazard analysis required by the standard. The compilation of written process safety information, completed under the same schedule required for process hazard analyses, will help the employer and the employees involved in operating the process to identify and understand the hazards posed by those processes involving highly hazardous chemicals. Process safety information must include information on the hazards of the highly hazardous chemicals used or produced by the process, information on the technology of the process, and information on the equipment in the process. Information on the hazards of the highly hazardous chemicals in the process shall consist of at least the following:

• Toxicity,

• Permissible exposure limits,

• Physical data,

• Reactivity data,

• Corrosivity data, and

• Thermal and chemical stability data, and hazardous effects of inadvertent mixing of different materials. Information on the technology of the process must include at least the following:

• A block flow diagram or simplified process flow diagram,

• Process chemistry,

• Maximum intended inventory,

• Safe upper and lower limits for such items as temperatures, pressures, flows or compositions, and • An evaluation of the consequences of deviations, including those affecting the safety and health of employees. Where the original technical information no longer exists, such information may be developed in conjunction with the process hazard analysis in sufficient detail to support the analysis. Information on the equipment in the process must include the following:

• Materials of construction,

• Piping and instrument diagrams (P&lDs),

• Electrical classification,

• Relief system design and design basis,

• Ventilation system design,

• Design codes and standards employed,

• Material and energy balances for processes built after May 26, 1992, and

• Safety systems (e.g., interlocks, detection or suppression systems) .

The employer shall document that equipment complies with recognized and generally accepted good engineering practices. For existing equipment designed and constructed in accordance with codes, standards, or practices that are no longer in general use, the employer shall determine and document that the equipment is designed, maintained, inspected, tested, and operated in a safe manner. The compilation of the above described process safety information provides the basis for identifying and understanding the hazards of a process and is necessary in developing the process hazard analysis and may be necessary for complying with other provisions of PSM such as management of change and incident investigations.

PROCESS HAZARD ANALYSIS:

The process hazard analysis is a thorough, orderly, systematic approach for identifying, evaluating, and controlling the hazards of processes involving highly hazardous chemicals. The employer must perform an initial process hazard analysis (hazard evaluation) on all processes covered by this standard. The process hazard analysis methodology selected must be appropriate to the complexity of the process and must identify, evaluate, and control the hazards involved in the process. First, employers must determine and document the priority order for conducting process hazard analyses based on a rationale that includes such considerations as the extent of the process hazards, the number of potentially affected employees, the age of the process, and the operating history of the process. All process hazard analyses must be updated and revalidated, based on their completion date, at least every 5 years. The employer must use one or more of the following methods, as appropriate, to determine and evaluate the hazards of the process being analyzed:

• What-if,

• Checklist,

• What-lf/checklist,

• Hazard and operability study (HAZOP),

• Failure mode and effects analysis (FMEA),

• Fault tree analysis, or

• An appropriate equivalent methodology. Whichever method(s) are used, the process hazard analysis must address the following:

• The hazards of the process;

• The identification of any previous incident that had a potential for catastrophic consequences in the workplace;

• Engineering and administrative controls applicable to the hazards and their interrelationships, such as appropriate application of detection methodologies to provide early warning of releases. Acceptable detection methods might include process monitoring and control instrumentation with alarms, and detection hardware such as hydrocarbon sensors;

• Consequences of failure of engineering and administrative controls;

• Facility siting;

•Human factors; and

• A qualitative evaluation of a range of the possible safety and health effects on employees in the workplace if there is a failure of controls.

OSHA believes that the process hazard analysis is best performed by a team with expertise in engineering and process operations, and that the team should include at least one employee who has experience with and knowledge of the process being evaluated. Also, one member of the team must be knowledgeable in the specific analysis methods being used.

The employer must establish a system to address promptly the team’s findings and recommendations; ensure that the recommendations are resolved in a timely manner and that the resolutions are documented; document what actions are to be taken; develop a written schedule of when these actions are to be completed; complete actions as soon as possible; and communicate the actions to operating, maintenance, and other employees whose work assignments are in the process and who may be affected by the recommendations or actions.

At least every 5 years after the completion of the initial process hazard analysis, the process hazard analysis must be updated and revalidated by a team meeting the standard’s requirements to ensure that the hazard analysis is consistent with the current process.

Employers must keep on file and make available to OSHA, on request, process hazard analyses and updates or revalidation for each process covered by PSM, as well as the documented resolution of recommendations, for the life of the process.

OPERATING PROCEDURES

The employer must develop and implement written operating procedures, consistent with the process safety information, that provide clear instructions for safely conducting activities involved in each covered process. OSHA believes that tasks and procedures related to the covered process must be appropriate, clear, consistent, and most importantly, well communicated to employees. The procedures must address at least the following elements: Steps for each operating phase:

• Initial startup;

• Normal operations;

• Temporary operations;

• Emergency shutdown, including the conditions under which emergency shutdown is required, and the assignment of shutdown responsibility to qualified operators to ensure that emergency shutdown is executed in a safe and timely manner;

• Emergency operations;

• Normal shutdown; and

• Startup following a turnaround, or after an emergency shutdown. Operating limits:

• Consequences of deviation, and

• Steps required to correct or avoid deviation. Safety and health considerations:

• Properties of, and hazards presented by, the chemicals used in the process;

• Precautions necessary to prevent exposure, including engineering controls, administrative controls, and personal protective equipment;

• Control measures to be taken if physical contact or airborne exposure occurs;

• Quality control for raw materials and control of hazardous chemical inventory levels; and

• Any special or unique hazards.

• Safety systems (e.g., interlocks, detection or suppression systems) and their functions.

To ensure that a ready and up-to-date reference is available, and to form a foundation for needed employee training, operating procedures must be readily accessible to employees who work in or maintain a process. The operating procedures must be reviewed as often as necessary to ensure that they reflect current operating practices, including changes in process chemicals, technology, and equipment, and facilities.

To guard against outdated or inaccurate operating procedures, the employer must certify annually that these operating procedures are current and accurate. The employer must develop and implement safe work practices to provide for the control of hazards during work activities such as lockout/tagout; confined space entry; opening process equipment or piping; and control over entrance into a facility by maintenance, contractor, laboratory, or other support personnel.

These safe work practices must apply both to employees and to contractor employees.

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Lead Safety

Overview

Lead overexposure is one of the most common over exposures found in industry and is a leading cause of workplace illness. The reduction of lead exposure is a high strategic priority. OSHA five year strategic plan sets a performance goal of a 15% reduction in the average severity of lead exposure or employee blood lead levels in selected industries and workplaces.

Process, Control & Technical Information:

The following information that describes facility specific information concerning processes and controls are maintained as an addendum to this written program:

a. Description of each operation in which lead is emitted; e.g. machinery used, material processed, controls in place, crew size, employee job responsibilities, operating procedures and maintenance practices.

b. Description of the specific means used to achieve compliance, including engineering plans and studies used to determine methods selected for controlling exposure to lead.

c. Report of the technology considered in meeting the permissible exposure limit;

d. Air monitoring data which documents the source of lead emissions;

e. A detailed schedule for implementation of this program, including documentation such as copies of purchase orders for equipment, construction contracts, etc.

f. Records of Employee Training and Notifications

g. Specific work practice program and controls for each operation involving lead exposure

h. Administrative control schedule

i. All other relevant information

Hazards:

Pure lead (Pb) is a heavy metal at room temperature and pressure and is a basic chemical element. It can combine with various other substances to form numerous lead compounds. The Permissible Exposure Limit (PEL) set by OSHA is 50 micro grams of lead per cubic meter of air (50 ug/m(3)), averaged over an 8-hour workday.Lead can be absorbed by inhalation (breathing) and ingestion (eating). Lead is not absorbed through your skin. When lead is scattered in the air as a dust, fume or mist it can be inhaled and absorbed through the lungs and upper respiratory tract. Lead can also be absorbed through the digestive system if swallowed. Handling food, cigarettes, chewing tobacco, or make-up which have lead contamination or handling them with hands contaminated with lead, will contribute to ingestion.A significant portion of inhaled or ingested lead goes into the blood stream. Once in the blood stream, lead is circulated throughout the body and stored in various organs and body tissues. Some of this lead is quickly filtered out of the body and excreted, but some remains in the blood and other tissues. As exposure to lead continues, the amount stored in the body will increase. Lead stored in body tissues can cause irreversible damage, first to individual cells, then to organs and whole body systems.

Short-term (acute) effects of overexposure to lead:

Lead is a potent, systemic poison. Taken in large enough doses, lead can kill in a matter of days. A condition affecting the brain called acute encephalitic may arise which develops quickly to seizures, coma, and death from cardio respiratory arrest. There is no sharp dividing line between rapidly developing acute effects of lead, and chronic effects which take longer to acquire. Lead adversely affects numerous body systems, and causes forms of health impairment and disease which arise after periods of exposure as short as days or as long as several years.

Long-term (chronic) effective of overexposure to lead:

Chronic overexposure to lead may result in severe damage to blood-forming, nervous, urinary and reproductive systems. Some common symptoms of chronic overexposure include loss of appetite, metallic taste in the mouth, anxiety, constipation, nausea, pallor, excessive tiredness, weakness, insomnia, headache, nervous irritability, muscle and joint pain or soreness, fine tremors, numbness, dizziness, hyperactivity and colic. In lead colic there may be severe abdominal pain.

Monitoring:

Initial determination.

The company has made an initial determination of lead work areas and exposure levels and will conduct subsequent “initial determinations” in the event of changes to hazard control methods or operational processes that affect employee or environmental exposure. Initial determinations are conducted to determine if any employee may be exposed to lead at or above the action level of 30 micro grams per cubic meter of air (30 ug/m(3)) averaged over an 8-hour period.

Where a determination is made that no employee is exposed to airborne concentrations of lead at or above the action level, the company shall maintain a written record. The record shall include quantitative sampling data, date of determination, location within the work site, and the name and social security number of each employee monitored.

Monitoring requirements:

  • Monitoring and analysis methods shall have an accuracy (to a confidence level of 95%) of not less than plus or minus 20 percent for airborne concentrations of lead equal to or greater than 30 ug/m(3).
  • Where a determination shows the possibility of any employee exposure at or above the action level, the company shall conduct monitoring which is representative of the exposure for each employee in the workplace or process area who is exposed to lead.
  • For the purposes of monitoring requirements, employee exposure is that exposure which would occur if the employee were not using a respirator.
  • Monitoring and sample collection shall cover full shift (for at least 7 continuous hours) personal samples including at least one sample for each shift for each job classification in each work area.
  • Full shift personal samples must be representative of the monitored employee’s regular, daily exposure to lead.

Monitoring Frequency:

At or Above Action Level and Below PEL:

Every 6 months ff the initial determination or subsequent monitoring reveals employee exposure to be at or above the action level but below the permissible exposure limit. This monitoring (6 month frequency) will continue until at least two consecutive measurements, taken at least 7 days apart, are below the action level.

Above PEL:

If the initial monitoring reveals that employee exposure is above the permissible exposure limit the company will repeat monitoring quarterly. Quarterly monitoring will continue until at least two consecutive measurements, taken at least 7 days apart, are below the PEL but at or above the action level.

Additional monitoring:

Whenever there has been a production, process, control or personnel change which may result in new or additional exposure to lead, or whenever any other reason to suspect a change which may result in new or additional exposures to lead, additional monitoring will be conducted.

Employee Notification of Monitoring Results:

Within 5 working days after the receipt of monitoring results, each employee will be notified in writing of the results which represent that employee’s exposure.Whenever the results indicate that the representative employee exposure, without regard to respirators, exceeds the permissible exposure limit, the the written notice will include a statement that the permissible exposure limit was exceeded and a description of the corrective action taken or to be taken to reduce exposure to or below the permissible exposure limit.

Observation of monitoring:

The company provides affected employees or their designated representatives an opportunity to observe any monitoring of employee exposure to lead.

Health Effects

Workers today are still being exposed to lead that result in adverse health effects.  Recent studies have provided evidence that lead can cause health effects at blood lead levels lower than those established by OSHA’s 1978 Lead standard.

Epidemiological and experimental studies indicate that chronic exposure resulting in blood lead levels (BLL) as low as 10 µg/dL in adults are associated with impaired kidney function, high blood pressure, nervous system and behavioral effects, cognitive dysfunction later in life, and subtle cognitive effects attributed to prenatal exposure.  Pregnant women need to be especially concerned with reducing BLL since this can have serious impact on the developing fetus.

Chronic exposures leading to BLLs above 20 µg/dL can cause sub clinical effects on cognitive functions as well as adverse effects on sperm/semen quality and delayed conception.  BLLs between 20 to 40 µg/dL are associated with effects such as cognitive aging as well as deficits in vasomotor dexterity, lower reaction times and attention deficit.  At BBLs above 40 µg/dL, workers begin to experience symptoms such as headache, fatigue, sleep disturbance, joint pain, anorexia, and constipation.

While much less common today, workers can be exposed to high lead levels resulting in BLL over 60 µg/dL.  Health effects at these very high BLLs can range from acute effects such as convulsions, coma, and in some cases, death, to more chronic conditions such as anemia, peripheral neuropathy, interstitial kidney fibrosis, and severe abdominal cramping.

Engineering Controls:

Where any employee is exposed to lead above the permissible exposure limit for more than 30 days per year, the company will implement feasible engineering and work practice controls (including administrative controls) to reduce and maintain employee exposure to lead. Wherever the engineering and work practice controls which can be instituted are not sufficient to reduce employee exposure to or below the permissible exposure limit, the company will still use them to reduce exposures to the lowest feasible level and shall supplement them by the use of respiratory protection. Where any employee is exposed to lead above the permissible exposure limit, but for 30 days or less per year, the company will implement engineering controls to reduce exposures to 200 ug/m(3), but thereafter may implement any combination of engineering, work practice (including administrative controls), and respiratory controls to reduce and maintain employee exposure to lead to or below 50 ug/m(3).

Mechanical ventilation:

When ventilation is used to control exposure, measurements which demonstrate the effectiveness of the system in controlling exposure, such as capture velocity, duct velocity, or static pressure shall be made at least every 3 months. Measurements of the system’s effectiveness in controlling exposure shall be made within 5 days of any change in production, process, or control which might result in a change in employee exposure to lead.

Recirculation of air. If air from exhaust ventilation is recirculated into the workplace, the system must include:

  • a high efficiency filter with reliable back-up filter; and
  • controls to monitor the concentration of lead in the return air and to bypass the re circulation system automatically if it fails are installed, operating, and maintained.

Administrative Controls:

If administrative controls are used as a means of reducing employees TWA exposure to lead, the company shall establish and implement a job rotation schedule which includes:

  • Name or identification number of each affected employee ,
  • Duration and exposure levels at each job or work station where each affected employee is located.
  • Other information which may be useful in assessing the reliability of administrative controls to reduce exposure to lead Administrative control information and records will be maintained as an addendum to this written program.

Controlling Exposure:

Workers are primarily exposed to lead by breathing in particles containing lead.  Lead compounds can also get on the skin, contaminate clothing or food, and be ingested . The most effective way to prevent exposure to a hazardous material such as lead is through elimination or substitution with viable, less toxic alternatives.  The hierarchy of controls describes the order that should be followed when choosing among exposure-control options for a hazardous substance. Generally, elimination or substitution is the preferred choice (most protective) at the top of the hierarchy, followed byengineering controls, administrative controls, work-practice controls, and, finally, personal protective equipment (PPE). Engineering controls include isolating the exposure source or using other engineering methods, such as local exhaust ventilation, to minimize exposure to lead. Administrative controls usually involve logistic or workforce actions such as limiting the amount of time a worker performs work involving potential exposure to lead. When exposure to lead hazards cannot be engineered completely out of normal operations or maintenance work, and when safe work practices and other forms of administrative controls cannot provide sufficient additional protection, a supplementary method of control is the use of protective clothing or equipment. This is collectively called personal protective equipment, or PPE. PPE may also be appropriate for controlling hazards while engineering and work practice controls are being installed. PPE includes wearing the proper respiratory protection and clothing.  Good housekeeping practices to prevent surface contamination and hygiene facilities and practice to protect workers from ingesting and taking home lead are also necessary to prevent exposure to lead.

Respirators:

When respirators are used to supplement engineering and work practice controls to comply with the PEL and all other requirements have been met, employee exposure, for the purpose of determining compliance with the PEL, may be considered to be at the level provided by the protection factor of the respirator for those periods the respirator is worn. Those periods may be averaged with exposure levels during periods when respirators are not worn to determine the employee’s daily TWA exposure. The respiratory protection program will be conducted in accordance with 29 CFR 1910.134 (b) through (d) (except (d)(1)(iii)), and (f) through (m). The company will provide a powered air-purifying respirator when an employee chooses to use this type of respirator and such a respirator provides adequate protection to the employee.

Respirators must be used during:

  • Periods necessary to install or implement engineering or work-practice controls.
  • Work operations for which engineering and work-practice controls are not sufficient to reduce employee exposures to or below the permissible exposure limit.
  • Periods when an employee requests a respirator

Protective Clothing & Equipment:

If an employee is exposed to lead above the PEL, without regard to the use of respirators or where the possibility of skin or eye irritation exists, the company will provide at no cost to the employee appropriate protective work clothing and equipment such as, but not limited to:

  • Coveralls or similar full-body work clothing;
  • Gloves, hats, and shoes or disposable shoe coverlets; and
  • Face shields, vented goggles, or other appropriate protective equipment.

Housekeeping:

  • All surfaces shall be maintained as free as practicable of accumulations of lead.
  • Floors and other surfaces where lead accumulates may not be cleaned by the use of compressed air.
  • Shoveling, dry or wet sweeping, and brushing may be used only where vacuuming or other equally effective methods have been tried and found not to be effective.
  • Where vacuuming methods are used, the vacuums shall be used and emptied in a manner which minimizes the reentry of lead into the workplace.

Hygiene Facilities & Practices:

The following is requirements pertain to all areas where employees are exposed to lead above the PEL, without regard to the use of respirators:

  • No storage or consumption of food or beverages.
  • No tobacco product storage or use.
  • No cosmetics stored or used.
  • No personal clothing or articles, except in authorized change areas

Change rooms:

Clean change rooms are provided for employees who work in areas where their airborne exposure to lead is above the PEL. Change rooms are equipped with separate storage facilities for protective work clothing and equipment and for street clothes which prevent cross-contamination. Employees who are required to shower after work shifts are not allowed to leave the workplace wearing any clothing or equipment worn during the work shift.

Showers:

Employees who work in areas where their airborne exposure to lead is above the PEL must shower at the end of the each work shift.

Signs:

Proper signs will be posted at the entrance and exits to all lead hazard areas, No other signs or statements may appear on or near any lead hazard sign which contradicts or detracts from the meaning of the required sign. All lead hazard signs will be kept illuminated and cleaned as necessary so that the legend is readily visible. The signs will contain the following or other appropriate wording/warning:

WARNING

LEAD WORK AREA

POISON

NO SMOKING OR EATING

Employee training will consist of:

• specific OSHA requirements contained in ◦ 1910.1025 – OSHA Lead Standard ◦ 1910.1025 App A – Substance data sheet for occupational exposure to lead ◦ 1910.1025 App B – Employee standard summary.

• specific nature of the operations which could result in exposure to lead above the action level.

• purpose, proper selection, fitting, use, and limitations of respirators;

• purpose and a description of the medical surveillance program, and the medical removal protection program including information concerning the adverse health effects associated with excessive exposure to lead (with particular attention to the adverse reproductive effects on both males and females);

• engineering controls and work practices associated with the employee’s job assignment;

• contents of the company compliance plan.

• instructions that cheating agents should not routinely be used to remove lead from their bodies and should not be used at all except under the direction of a licensed physician.

• materials pertaining to the Occupational Safety and Health Act A copy of the OSHA standard 1910.1025 and its appendices will be readily available to all affected employees.

Click the below link to know more details about Lead in different field and guidelines

lead-guidelines-construction

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5S

What is 5S

One of the most powerful Lean Manufacturing Tools and a cornerstone of any successful implementation is that of 5S, but what is 5S and its 5 Steps of Seiri, Seiton, Seiso, Seiketsu and Shitsuke?

5S is a simple tool for organizing your workplace in a clean, efficient and safe manner to enhance your productivity, visual management and to ensure the introduction of standardized working.

Most of the other definitions of 5S and descriptions that I see here on the internet concentrate heavily on the aesthetics and the efficiency gains that you achieve through implementing 5S and neglect the real aim of 5S; the need to introduce standard operational practices to ensure efficient, repeatable, safe ways of working.

In addition to standardized working which provides you with a stable foundation to build all of your other improvements through implementing Lean Tools, you also provide a highly visual workplace. One of the most important factors of 5S is that it makes problems immediately obvious.

5S is a team run process and should be conducted by the people who work within the area in which the principles of 5S are being applied, it is not a tool that can be applied by an outsider onto an area without the knowledge and cooperation of the people within it.

Origins of 5S

5S as a methodology has come out of the techniques within Total Productive Maintenance (TPM) and from the Toyota Production System (TPS). However many of the individual components such as creating ergonomic and efficient work places can be seen to owe their roots to people such as Taylor for his work on “scientific management” and Frank Gilbreth’s “time and motion studies.”

Frank Gilbreth showed that by improving the ergonomics of a bricklayers working methods he could reduce the number of individual movements required and increase the hourly output from 120 to 350 bricks laid each hour.

The Concept of 5S

5S is a methodical way to organize your workplace and your working practices as well as being an overall philosophy and way of working. It is split into 5 phases, each named after a different Japanese term beginning with the letter “S”; (Seiri, Seiton, Seiso, Seiketsu, Shitsuke) hence the name 5 S.

These five distinct phases are (with English descriptions);

The phases of 5S in English and Japanese

5S Seiri;           Sort, Clearing, Classify
5S Seiton;        Straighten, Simplify, Set in order, Configure
5S Seiso;          Sweep, shine, Scrub, Clean and Check
5S Seiketsu;     Standardize, stabilize, Conformity
5S Shitsuke;     Sustain, self discipline, custom and practice

And for completeness, some companies add a 6th (6S) of Safety, although in my opinion this should be an integral part of the steps of 5S and not a separate stage in itself.

5C and CANDO

There has been reluctance for some companies in the past to take up “Japanese” initiatives for business improvement, so some consultancies and other bodies have come up with non-Japanese equivalents; two of which are listed below as alternatives for 5S.

5S is also known in some quarters as 5C, with the “S” words replaced by

  • Clearing,
  • Configure,
  • Clean and Check,
  • Conformity and finally
  • Custom and practice.

CANDO is;

  • Cleanup,
  • Arrange,
  • Neatness,
  • Discipline, and
  • Ongoing Improvement.

Benefits of 5S

General benefits of 5S

• Less spending on replacing lost or damaged items

• Less stress

• Greater self-esteem

• More space

• Greater efficiency in achieving goals

• Greater readiness for new tasks

• Fewer hazards

Benefits of Seiri/Tidiness

• Fewer hazards

• Less clutter to interfere with productive work

• Simplification of tasks

• Effective use of space

• Careful purchasing of items

The Benefits of Seiton/Orderliness

• Good workflow -> Achievement.

• Things can be found -> Less frustration. Benefits of Seiko/Cleanliness

• A good impression

• Better health

• A better quality of life

• Improved self-esteem

Benefits of Seiketsu/Standards

• Color-coding.

• Outlining tools on a tool board.

Benefits of Shitsuke/Discipline

• No gradual decline back to the previous way of operating.

Principles of 5S

1. Oneness

2. Standardization

3. Transparency

4. Squareness

5. Individual Ownership

6. Follow-through

7. Flexibility

8. Continual Improvement

5S Sort requirements:

5S Seiri or Sort is the first step in 5S, it refers to the sorting of the clutter from the other items within the work area that are actually needed. This stage requires the team to remove all items that clearly do not belong in the working area and only leave those that are required for the processes in question.

5S Seiri Definition

1. Only the required paperwork is present at the workstation. Out dated or otherwise unnecessary posters, memos, announcements, reports, etc. are removed from the workplace.

2. Only the required equipment is present at the workstation. All obsolete, broken or unnecessary equipment, shelves, lockers, workbenches, etc. not required to make the current product is removed from the workplace.

3. Only the required furniture is present at the workstation. All broken or unnecessary chairs, shelves, lockers, workbenches, etc. not required to make the current product is removed from the workplace.

4. Only the required spare parts, materials, WIP, etc. are present at the workstation. Items not required to make the current product are removed from the workplace.

5. Only the required tools are present at the workstation. Items not required to make the current product are removed from the workplace.

5S set in order requirements:

5S Seiton or Straighten is the process of taking the required items that are remaining after the removal of clutter and arranging them in an efficient manner through the use of ergonomic principles and ensuring that every item “has a place and that everything is in its place.”

5S Seiton Definition

1. Paperwork is properly labeled and has a clearly defined and labeled location that is visible to the operators and away from work surfaces.

2. Equipment is clearly identified (numbered, named, color coded, etc.) and placed in a properly identified location. Critical maintenance points are clearly marked.

3. Furniture is clearly identified (numbered, named, color coded, etc.) and placed in a properly identified location.

4. Locations for containers, boxes, bins, WIP, materials, etc. is clearly defined by painted lines and properly labeled (part number, quantity, etc.).

5. Tools have a designated storage location that is within reach of the operator. The location is properly labeled and tools can easily be identified if absent.

5S shine requirements

5S Seiso or Sweep is the thorough cleaning of the area, tools, machines and other equipment to ensure that everything is returned to a “nearly new” status. This will ensure that any non-conformity stands out; such as an oil leak from a machine onto a bright, newly painted clean floor.

What is 5S Seiso

1. Floors are free from dirt, debris, oil, parts, hardware, empty boxes, packaging material, etc. Drains (if required) are properly located and unclogged.

2. Walls, partitions, railings, etc. are painted and kept clean.

3. There is a schedule showing times, frequency and responsibilities to clean areas of the workplace such as windows, corners, walls, doors, top of cabinets, etc.

4. All cleaning equipment is neatly stored and is readily available when needed.

5. Containers, boxes, bins, etc. are clean and not cracked, torn, or otherwise damaged. They are neatly stacked.

6. Tools are kept clean and in good working order. Where possible, tools are stored in a manner to keep them clean and free from risk of damage.

7. Paperwork is not torn, kept clean and protected from dirt.

8. Work surfaces (machines, workbenches, dies, and other equipment including electrical boxes) are clean and painted.

5S standardize requirements

5S Seiketsu or standardize is the process of ensuring that what we have done within the first three stages of 5S become standardized; that is we ensure that we have common standards and ways of working. Standard work is one of the most important principles of Lean manufacturing.

What is 5S Shitsuke

1. Product waste (e.g. shavings, containers, liquids, wrappers, etc.) is consistently and often cleaned up and removed from the workplace.

2. Preventive measures have been implemented to ensure the workplace meets 6S guidelines (e.g. systems that do not allow waste to accumulate such as containers to collect product debris from machines).

3. The results of the previous audit are posted and clearly visible to the entire team.

4. Areas for improvement identified during the previous audit have been completed.

5. Tools, equipment, paperwork, furniture, etc. are stored neatly in designated areas and are returned immediately after each use.

6. Documents are labeled clearly as to contents and responsibility for control and revision. The date and revision number are clearly visible.

7. Equipment maintenance records are visible and clearly state when maintenance last occurred and when next maintenance is scheduled.

5S sustain requirements

5S Seiketsu or standardize is the process of ensuring that what we have done within the first three stages of 5S become standardized; that is we ensure that we have common standards and ways of working. Standard work is one of the most important principles of Lean manufacturing.

1. All operators, team leaders, supervisors, etc. are assigned 6S activities to be completed at least once/week.

2. The team took the initiative to make improvements to the workplace that was not identified during the last 6S audit.

3. A member of Management has participated in a 6S activity such as an audit or other activity within the past 3 audit periods.

4. Recognition is given to teams who get involved in 6S activities.

5. Time and resources are allocated to 6S activities (e.g. designated daily/weekly clean up time, 6S team leader, etc.)

5S safety requirements

1. Equipment safety concerns are clearly identified. Safety guards are painted, in good working condition and provide adequate protection.

2. Stop switches and breakers are highly visible and located for easy access in case of emergency.

3. Tripping dangers such as electrical cables, etc. are removed from standing/walking areas.

4. Working conditions are ergonomically friendly. Tools are stored at appropriate heights; lift assist devices are provided where necessary, etc.

5. The work environment satisfies the requirements of the work being performed. Lighting (brightness and color), air quality, temperature, etc.

6. The workplace layout accommodates easy exit in case of emergency.

7. Walkways and vehicle paths are clearly identified and unobstructed. Exits are clearly labeled and unobstructed.

8. Work areas requiring personal protective equipment are clearly labeled.

9. All personal protective equipment is maintained in sanitary and reliable condition and is properly stored in an easily accessible and labeled location when not in use.

10. Fire hoses, fire extinguishers and other emergency equipment are prominently displayed and are unobstructed.

Self Discipline levels of 5S

Level 5:Focus on Prevention

There is a general appearance of a confident understanding, and adherence to the 5S principles. Information board shows root causes and action on metrics.

Level 4: Focus on Consistency

Follow-through with 5S agreements and safety practices is evident. Meaningful metrics are visually part of information board.

Level 3: Make It Visual

5S agreements and safety practices have been developed and are utilized. Information board is present, visible, and maintained.

Level 2: Focus on Basics

A recognizable effort has been made to improve the condition of the workplace. Team members have knowledge of 5S.

Level 1: Just Beginning Workplace

checks are randomly performed and there is no visual measurement of 5S performance.

Standardize levels of 5S

Level 5: Focus on Prevention

Everyone is continually seeking the elimination of waste with changes documented and information shared.

Level 4: Focus on Consistency

Substantial process documentation is available and followed. Possible for visitors to tell what work is being performed and where in most cases.

Level 3: Make It Visual

Working environment changes are being documented. Visual control agreements for labeling and quantity levels established.

Level 2: Focus on Basics

Methods are being improved but changes have not been documented. Hard for visitors to tell what’s going on, but employees know.

Level 1: Just Beginning

Workplace methods are not consistently followed and are undocumented.

Sweep levels of 5S

Level 5: Focus on Prevention

Employees have devised a dependable, documented method of work area maintenance. Work area cleanliness and organization is a way of life.

Level 4: Focus on Consistency

5S agreements are understood and practiced continually. Work area is neat & organized, desk top items & files are labeled and readily available.

Level 3: Make It Visual

Work/Break areas and equipment are cleaned on a daily basis. Visual controls have been established and marked.

Level 2: Focus on Basics

Work/Break areas appear clean on a regular basis. Key items to check have been identified.

Level 1: Just Beginning

Workplace areas are dirty, disorganized, and key items are not marked or identified.

Simplify levels of 5S

Level 5: Focus on Prevention

Anyone can walk into the area and easily locate work by priority. Abnormal conditions are visually obvious and corrective action measures are in place

Level 4: Focus on Consistency

A dependable, documented method has been established to recognize, in a visual sweep, if items are out of place or exceed quantity limits.

Level 3: Make It Visual

Designated locations are marked to make organization more visible. Incoming and outgoing areas are clearly marked and utilized.

Level 2: Focus on Basics

A designated location has been established for items according to use.

Level 1: Just Beginning

Items are randomly located throughout the workplace.

Sort levels of 5S

Level 5: Focus on Prevention

Employees are continually seeking improvement opportunities.

Level 4: Focus on Consistency

A dependable, documented method has been established to keep the work area free of unnecessary items.

Level 3: Make It Visual

Unnecessary items have been removed from the workplace.

Level 2: Focus on Basics

Necessary and unnecessary items are separated. Nothing is placed on top of machines, cabinets, etc.

Level 1: Just Beginning

Needed and not needed items are mixed throughout the workplace.

Steps to implement 5S

Step1: Establish a 5S Promotion Organization There should always be some kind of organization in charge of promoting 5S implementation. This organization should be led by some of the plant/sites top managers and should operate plant/site wide.

Step 2: Establish a 5S Promotion Plan 5S implementation is never-ending, but for the organization’s sake it is best to schedule implementation activities one year at a time.

Step 3: Create 5S Campaign Materials Top managers should be involved in creating materials that enlist site wide cooperation n the site’s 5S campaign.

Step 4: In-house Education In-house education is needed to answer the first question on everyone’s mind, “What does 5S mean?” It is also needed to teach the importance of the 5S’s or ensuring the plant’s long term survival.

Step5: 5S Implementation 5S implementation activities are what firmly establish all five S’s in the site. Such activities include ”visual 5S’ methods such as red-tagging for visual Organization and the signboard strategy for visual Orderliness.

Step 6: 5S Evaluation and Follow-up To prevent 5S conditions from deteriorating, periodic 5S evaluations should be initiated to check, maintain, and improve 5S conditions. Repeating steps 4 and 5 will also help improve 5S conditions.

Steps to implement Seiri

What to do who does it?

1. Identify the coordinator CEO

2. Identify the zones Coordinator

3. Identify the Zonal coordinator CEO/Co-coordinator

4. Identify the Red tag holding area Co-coordinator

5. Define the Red Tag Co-coordinator

6. Establish Criteria for red tag CEO/Co-coordinator

7. Establish frequency for doing red tag CEO/ Co-coordinator

8. Do the red tag all persons?

9. Identify the Review Committee CEO

10. Review the Red Tagged Items Review Committee

Steps to do SEIKETSU

Step A: Making it a habit

• Decide who is responsible for 3S activities

• Integrate 3S duties into regular work duties

• Check on how well 3S conditions are being maintained

Step B: Prevention

• Prevent unneeded items from accumulating

• Prevent from having to put back things

Steps to do Seiko

1. Determine Shine targets

• Storage space, Equipment or Empty Space

2. Determine Shine assignments                                  

• Divide job based on area of cleaning

• Divide job based on time of cleaning

3. Determine Shine Methods

• Choose the right tools

• Shining should take 5 minutes

• How much to shine should be defined

4. Prepare tools

• Keep tools near location of shine

5. Start to Shine

• Clean thoroughly

Steps in making a 5S Map

1. Make a floor plan or area diagram of the study area.

2. Draw arrows in process flow sequence. For every operation there is one arrow.

3. Search for areas of waste based on principles shown earlier.

4. Make new 5 S maps. Draw arrows again. (Use several iterations till most efficient one is reached) 5. Find out the feasibility and time period to make the layout change.

6. Implement the new layout by moving parts, tools, machines etc.

7. Continue to further improve the layout.

5s checklist

You can ref checklists of 5S audit by topics as follows:

Seiri audit checklist S1=Seiri=Sort=Clear up

This checklist includes questions as follows:

1. Are there any tools, spare parts, materials left on the floor, nearby equipment?

2. Are all frequently used objects sorted, arranged, stored and labeled?

3. Are all measurement instruments/devices sorted, arranged, stored and labeled?

4. Does the inventory or in-process inventory include any unneeded materials or parts?

5. Are there any unused machines or other equipment around?

6. Are there any unused jigs, tools, dies or similar items around?

7. Is it obvious which items have been marked as unnecessary?

8. Has establishing the 5S’s left behind any useless standards?

Seiton audit checklist

S2=Seiton=Systematize=Keep in good order

This checklist includes questions as follows:

1. Are access roads, storage areas, working places and equipment’s surroundings clearly defined?

2. It is understandable what the usefulness of all the pipes, cables is? Are these easy to be identified?

3. Are the tools/devices/instruments properly organized in two categories: “regular” and “special destination”?

4. Are all containers, recipients, pallets and NTMs stored in an appropriate manner?

5. Is there anything too close to fire extinguisher?

6. Does the floor have any cracks, drops or variation in level?

7. Are shelves and other storage areas marked with location indicators and addresses?

8. Do the shelves have signboards showing which items go where?

9. Are the maximum and minimum allowable quantities indicated?

10. Are white lines or other markers used to clearly indicate walkways and storage areas?

Seiko audit checklist

S3=Seiko=Clean=Clean up

This checklist includes questions as follows:

1. Check carefully the floor, the access roads and equipment’s surroundings! Can you find or notice oil stains, dust, fillings and waste?

2. Are there any parts from the machines/equipment dirty? Can you find or notice oil stains, dust, fillings and waste?

3. Are any supplying pipes/ belts greasy, dirty or cracked?

4. Is the draining system for waste and oils clogged (totally or partially)?

5. Is the lighting environment affected? Any dirty light bulbs or windows?

6. Are floors kept shiny and clean and free of waste, water and oil?

7. Are the machines wiped clean often and kept free of shavings and oil?

8. Is equipment inspection combined with equipment maintenance?

9. Is there a person responsible for overseeing cleaning operations?

10. Do operators habitually sweep floors and wipe equipment without being told?

Seiketsu audit checklist

S4=Seiketsu=Standardize=Maintain

This checklist includes questions as follows:

1. Do you wear dirty or inappropriate clothing?

2. Does your workplace have adequate light and aeration?

3. Are there any problems regarding noise, vibrations and heat/cold?

4. Is the roof cracked? How about ventilation?

5. Do you have designated areas for eating and smoking?

6. Are improvement memos regularly being generated?

7. Are improvement ideas being acted on?

8. Are standard procedures written, clear and actively used?

9. Are the future standards being considered with a clear improvement plan for the area?

10. Are the first 3S’s (Sort, Set Locations & Limits and Shine & Sweep) being maintained?

Shitsuke audit checklist

S5=Shitsuke=Self-discipline=Let behave

This checklist includes questions as follows:

1. Are you doing the daily cleaning checking?

2. Are the daily reports correctly done and in due time?

3. Do you wear a appropriate labor protection clothing?

4. Do you wear badges and helmet – when necessary?

5. Are the modular group members fulfilling the meetings’ schedules?

6. Is everyone adequately trained in standard procedures?

7. Are tools and parts being stored correctly?

8. Are stock controls being adhered to?

9. Are procedures up-to-date and regularly reviewed?

10. Are activity boards up-to-date and regularly reviewed?

Basic 5S audit checklist

1. Sort

• Determine what is and is not needed

• unneeded equipment, tools, etc. …are present

• unneeded items are on walls (bulletin boards etc.)

• Items are present in aisle ways, stairways, corners, etc.

• Unneeded inventory, supplies, parts, materials are present

• Safety hazards (water, oil, chemicals) exist

2. Straighten

• A place for everything…

• Correct places for items are not obvious

• Items are not in their correct places

• Aisle ways and equipment locations are not identified

• Items are not put away immediately after use

• Height and quantity limits are not obvious

3. Shine

•Cleaning and looking for ways to keep it clean

• Floors, surfaces, and walls are not free from dirt

• Equipment is not kept free from dirt, oil, and grease

• Cleaning materials are not easily accessible

• Lines, labels, and signs are not clean

• other cleaning problems are present

4. Standardize

• Maintain and monitor the first three categories

• Necessary information is not visible

• All standards are not known and visible

• Checklists don’t exist for all cleaning and maintenance jobs

• All quantities and limits are not easily recognizable

• How many items can’t be located in 30 seconds or less

5. Sustain

• How many workers have not had 5-S training

• How many times last week was daily 5-S not performed

• Number of times that personal belongings were not stored

• Number of times job aids are not available or up to date

• Number of times last week 5-S inspections were not done

5 S Office of 5s Manufacturing video

5 S Lean Manufacturing

Click here to download the audit forms

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Accident Prevention

Accident Prevention

Workplace accident prevention plans and control of hazards is the result of a well designed and executed safety and health program. One of the keys to a successful program includes unbiased, prompt and accurate workplace accident investigations. The basic purpose of these investigations is to determine measures that can be taken to prevent similar accidents in the future. A comprehensive occupational Illness and Injury prevention plan can save money and lives.

Accident Investigation Techniques

An accident is any unplanned event that results in personal injury or in property damage. When the personal injury requires little or no treatment, it is minor. If it results in a fatality or in a permanent total, permanent partial, or temporary total (lost-time) disability, it is serious. Similarly, property damage may be minor or serious. Investigate all accidents regardless of the extent of injury or damage.

Workplace Accident Prevention

Accidents are usually complex. An accident may have 10 or more events that can be causes. A detailed analysis of an accident will normally reveal three cause levels: basic, indirect, and direct. At the lowest level, an accident results only when a person or object receives an amount of energy or hazardous material that cannot be absorbed safely. This energy or hazardous material is the DIRECT CAUSE of the accident. The direct cause is usually the result of one or more unsafe acts or unsafe conditions, or both. Unsafe acts and conditions are the INDIRECT CAUSES or symptoms. In turn, indirect causes are usually traceable to poor management policies and decisions, or to personal or environmental factors. These are the BASIC CAUSES. In spite of their complexity, most accidents are preventable by eliminating one or more causes.

Accident investigations determine not only what happened, but also how and why. The information gained from these investigations can prevent recurrence of similar or perhaps more disastrous accidents. Accident investigators are interested in each event as well as in the sequence of events that led to an accident. The accident type is also important to the investigator. The recurrence of accidents of a particular type or those with common causes shows areas needing special accident prevention emphasis. Most accidents are preventable by eliminating one or more causes. Accident investigations determine not only what happened, but also how and why. The information gained from these investigations can prevent recurrence of similar or perhaps more disastrous accidents. Accident investigators are interested in each event as well as in the sequence of events that led to an accident. The accident type is also important to the investigator. The recurrence of accidents of a particular type or those with common causes shows areas needing special accident prevention emphasis.

Accident Investigation

In general, experienced personnel should conduct interviews. All interviews should be conducted in a quite and private location. It is essential to get preliminary statements as soon as possible from all witnesses. Investigators should not provide any facts to the witness – only ask non-leading questions. Accidents represent problems that must be solved through investigations. Formal procedures are helpful in identifying and solving problems. This section discusses two of the most common procedures: Change Analysis and Job Safety Analysis.

Accident Fact Finding

Gather evidence from many sources during an investigation. Get information from witnesses and reports as well as by observation. Interview witnesses as soon as possible after an accident. Inspect the accident site before any changes occur. Take photographs and make sketches of the accident scene. Record all pertinent data on maps. Get copies of all reports. Documents containing normal operating procedures, flow diagrams, maintenance charts, or reports of difficulties or abnormalities are particularly useful. Keep complete and accurate notes in a bound notebook. Record pre-accident conditions, the accident sequence, and post-accident conditions. In addition, document the location of victims, witnesses, machinery, energy sources, and hazardous materials.

In some investigations, a particular physical or chemical law, principle, or property may explain a sequence of events. Include laws in the notes taken during the investigation or in the later analysis of data. In addition, gather data during the investigation that may lend itself to analysis by these laws, principles, or properties. An appendix in the final report can include an extended discussion.

After interviewing all witnesses, the team should analyze each witness’ statement. They may wish to re-interview one or more witnesses to confirm or clarify key points. While there may be inconsistencies in witnesses’ statements, investigators should assemble the available testimony into a logical order. Analyze this information along with data from the accident site.

Not all people react in the same manner to a particular stimulus. For example, a witness within close proximity to the accident may have an entirely different story from one who saw it at a distance. Some witnesses may also change their stories after they have discussed it with others. The reason for the change may be additional clues.

A witness who has had a traumatic experience may not be able to recall the details of the accident. A witness who has a vested interest in the results of the investigation may offer biased testimony. Finally, eyesight, hearing, reaction time, and the general condition of each witness may affect his or her powers of observation. A witness may omit entire sequences because of a failure to observe them or because their importance was not realized.

OSHA INJURY AND/OR ILLNESS INCIDENCE RATES-CALCULATOR

1.Determine the total number of hours worked and from your OSHA Record keeping logs determine the number of injuries and/or illnesses.

NOTE:  Employee hours must reflect all full-time and part-time workers, including seasonal, temporary (including temporary contract workers if supervised by company personnel), administrative, supervisory, clerical, and overtime.

2. Calculate injury/illness rates

N   =  Number of Recordable Injuries and/or Illnesses in One Year          

EH =  Total Number of Hours Worked by all Employees in One Year

200,000 = Equivalent of 100 Full-Time Employees Working 40 Hour Weeks
50 Weeks Per Year

Incidence Rates are calculated  (N/EH) x 200,000 = Result Total Incidence Rate per year

3. Calculate lost work day incidents rates:

LWD        =     Number of  Injuries and/or Illnesses Resulting in Lost Workdays or Restricted Work Activity

EH          =     Total Number of Hours Worked by all Employees in One Year

LWDI Rate =     LWD cases  x  200,000 / = Employee Hours Worked

Result Lost Workday Incidence Rate per year

OSHA Incident rate calculators

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Click here to know more details and videos about accident case studies

Click here to download the hand book and empty form

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